Regulatory Information

Compliance & Disclaimer

Transparency, ethics and regulatory compliance — the foundation of our practice.

At Proffin Services LLP, we are committed to maintaining the highest standards of transparency, ethics and regulatory compliance in our business practices. We facilitate investment solutions in accordance with applicable guidelines issued by regulatory authorities and industry bodies.

AMFI Registration Details

Mutual Fund Distribution

ARN Holder Name
Ravi Anilkumar Joshi
AMFI Registration (ARN)
ARN-292950
EUIN
E551164
Designation
AMFI Registered Mutual Fund Distributor

Mutual Fund & Specialized Investment Fund (SIF) Distribution

ARN Holder Name
Gadhia Chhaganbhai Gokalbhai HUF
AMFI Registration (ARN)
ARN-336921
EUIN
E640631
EUIN Holder Name
Gadhia Chhaganbhai Gokalbhai
Designation
AMFI Registered Mutual Fund Distributor & SIF Distributor

Our Services

Proffin Services LLP facilitates access to a range of investment solutions, including:

Mutual Fund distribution is undertaken through the above AMFI registrations.

Specialized Investment Fund (SIF) distribution is undertaken only through ARN-336921 and is subject to applicable eligibility criteria and regulatory requirements.

Portfolio Management Services (PMS) and Alternative Investment Funds (AIF) are facilitated through respective SEBI registered product providers, wherever applicable.

Important Disclosures

Mutual Fund investments are subject to market risks. Please read all scheme related documents carefully before investing.

Investments in SIF, PMS and AIF products are subject to product-specific risks, suitability requirements and applicable regulations. Investors are advised to carefully review all relevant offering documents before making an investment decision.

Proffin Services LLP acts in the capacity of a distributor and facilitator for investment products and does not represent itself as a SEBI Registered Investment Adviser unless separately registered under applicable law.

PMS and AIF products are offered by respective SEBI registered Portfolio Managers and Alternative Investment Funds. Proffin Services LLP acts only as a distributor/facilitator, wherever applicable.

Past performance may or may not be sustained in the future and should not be construed as an assurance or guarantee of future returns.

Commitment to Investors

We believe that long-term relationships are built on trust, transparency and responsible conduct. Our endeavour is to assist investors with suitable investment solutions while adhering to applicable regulatory and ethical standards.

For any compliance-related queries or service requests, investors may contact us through the details provided on the Contact page of this website.

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